Director of Compliance

A world leader in Investment Management is currently seeking a Director of Compliance for Sales & Marketing.  Qualified individuals will have current experience with reviewing and approving marketing & sales and advertising materials for a Broker Dealer and/or an Institutional Advisory business.  Experience with Traditional and Alternative Investments and appropriate licensing (FINRA series 7 & series 24) is a must, no exceptions.  Candidates will be asked to demonstrate knowledge of these products and the rules and regulations governing advertising and marketing practices.  Past experience at a regulator is a plus.  Please make sure to highlight your CURRENT relevant experience and include a 5 year compensation history.